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A non-backtracking NFA/DFA-based Perl-compatible regex engine matching on large data streams

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Name

libsregex - A non-backtracking NFA/DFA-based Perl-compatible regex engine library for matching on large data streams

Table of Contents

Status

This library is already quite usable and some people are already using it in production.

Nevertheless this library is still under heavy development. The API is still in flux and may be changed quickly without notice.

This is a pure C library that is designed to have zero dependencies.

No pathological regexes exist for this regex engine because it does not use a backtracking algorithm at all.

Already rewrote the code base of Russ Cox's re1 library using the nginx coding style (yes, I love it!), also incorporated a clone of the nginx memory pool into it for memory management.

Already ported the Thompson and Pike VM backends to sregex. The former is just for yes-or-no matching, and the latter also supports sub-match capturing.

Implemented the case-insensitive matching mode via the SRE_REGEX_CASELESS flag.

The full streaming matching API for the sregex engine has already been implemented, for both the Pike and Thompson regex VMs. The sub-match capturing also supports streaming processing. When the state machine is yielded (that is, returning SRE_AGAIN on the current input data chunk), sregex will always output the current value range for the $& sub-match capture in the user-supplied ovector array.

Almost all the relevant test cases for PCRE 8.32 and Perl 5.16.2 have been imported into sregex's test suite and all tests are passing right now.

Already implemented an API for assembling multiple user regexes and returning an ID indicating exactly which regex is matched (first), as well as the corresponding sub-match captures.

There is also a Just-in-Time (JIT) compiler targeting x86_64 for the Thompson VM.

Syntax Supported

The following Perl 5 regex syntax features have already been implemented.

^             match the beginning of lines
$             match the end of lines

\A            match only at beginning of stream
\z            match only at end of stream

\b            match a word boundary
\B            match except at a word boundary

.             match any char

[ab0-9]       character classes (positive)
[^ab0-9]      character classes (negative)

\d            match a digit character ([0-9])
\D            match a non-digit character ([^0-9])

\s            match a whitespace character ([ \f\n\r\t])
\S            match a non-whitespace character ([^ \f\n\r\t])

\h            match a horizontal whitespace character
\H            match a character that isn't horizontal whitespace

\v            match a vertical whitespace character
\V            match a character that isn't vertical whitespace

\w            match a "word" character ([A-Za-z0-9_])
\W            match a non-"word" character ([^A-Za-z0-9_])

\cK           control char (example: VT)

\N            match a character that isn't a newline

ab            concatenation; first match a, and then b
a|b           alternation; match a or b

(a)           capturing parentheses
(?:a)         non-capturing parantheses

a?            match 1 or 0 times, greedily
a*            match 0 or more times, greedily
a+            match 1 or more times, greedily

a??           match 1 or 0 times, not greedily
a*?           match 0 or more times, not greedily
a+?           match 1 or more times, not greedily

a{n}          match exactly n times
a{n,m}        match at least n but not more than m times, greedily
a{n,}         match at least n times, greedily

a{n}?         match exactly n times, not greedily (redundant)
a{n,m}?       match at least n but not more than m times, not greedily
a{n,}?        match at least n times, not greedily

The following escaping sequences are supported:

\t          tab
\n          newline
\r          return
\f          form feed
\a          alarm
\e          escape
\b          backspace (in character class only)
\x{}, \x00  character whose ordinal is the given hexadecimal number
\o{}, \000  character whose ordinal is the given octal number

Escaping a regex meta character yields the literal character itself, like \{ and \..

Only the octet mode is supported; no multi-byte character encoding love (yet).

API

This library provides a pure C API. This API is still in flux and may change in the near future without notice.

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Constants

This library provides the following public constants for use in the various API functions.

  • SRE_OK
  • SRE_DECLINED
  • SRE_AGAIN
  • SRE_ERROR

The actual meanings of these constants depend on the concrete API functions using them.

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Memory pool API

This library utilizes a memory pool to simplify memory management. Most of the low-level API functions provided by this library does accept a memory pool pointer as an argument.

The operations on the memory pool on the user side are limited to

  1. creating a memory pool,
  2. destroying a memory pool, and
  3. resetting a memory pool.

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sre_create_pool

sre_pool_t *sre_create_pool(size_t size);

Creates a memory pool with a page size of size. Returns the pool as an opaque pointer type sre_pool_t.

Usually the page size you specify should not be too large. Usually 1KB or 4KB should be sufficient. Optimal values depend on your actual regexes and input data pattern involved and should be tuned empirically.

The returned memory pool pointer is usually fed into other API functions provided by this library as an argument.

It is your responsibility to destroy the pool when you no longer need it via the sre_destroy_pool function. Failing to destroy the pool will result in memory leaks.

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sre_destroy_pool

void sre_destroy_pool(sre_pool_t *pool);

Destroys the memory pool created by the sre_create_pool function.

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sre_reset_pool

void sre_reset_pool(sre_pool_t *pool);

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Regex parsing and compilation API

Before running a regex (or set of multiple regexes), you need to parse and compile them first, such that you can run the compiled form of the regex(es) over and over again at maximum speed.

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sre_regex_parse

typedef uint8_t     sre_char;
typedef uintptr_t   sre_uint_t;
typedef intptr_t    sre_int_t;

sre_regex_t *sre_regex_parse(sre_pool_t *pool, sre_char *regex,
    sre_uint_t *ncaps, int flags, sre_int_t *err_offset);

Parses the string representation of the user regex specified by the regex parameter (as a null-terminated string).

Returns a parsed regex object of the opaque pointer type sre_regex_t if no error happens. Otherwise returns a NULL pointer and set the offset in the regex string where the parse failure happens.

The parsed regex object pointer is an Abstract-Syntax-Tree (AST) representation of the string regex. It can later be fed into API function calls like sre_regex_compile as an argument.

The first parameter, pool, is a memory pool created by the sre_create_pool API function.

The ncaps parameter is used to output the number of sub-match captures found in the regex. This integer can later be used to extract sub-match captures.

The flags parameter specifies additional regex compiling flags like below:

  • SRE_REGEX_CASELESS case-insensitive matching mode.

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sre_regex_parse_multi

typedef uint8_t     sre_char;
typedef uintptr_t   sre_uint_t;
typedef intptr_t    sre_int_t;

sre_regex_t *sre_regex_parse_multi(sre_pool_t *pool, sre_char **regexes,
    sre_int_t nregexes, sre_uint_t *max_ncaps, int *multi_flags,
    sre_int_t *err_offset, sre_int_t *err_regex_id);

Similar to the sre_regex_parse API function but works on multiple regexes at once.

These regexes are specified by the C string array regexes, whose size is determined by the nregexes parameter.

All these input regexes are combined into a single parsed regex object, returned as the opaque pointer of the type sre_regex_t, just like sre_regex_parse. These regexes are logically connected via the alternative regex operator (|), so the order of these regexes determine their relative precedence in a tie. Despite of being connected by | logically, the regex execution API can still signify which of these regexes is matched by returning the regex ID which is the offset of the regex in the regexes input array.

Upon failures, returns the NULL pointer and sets

  • the output parameter err_regex_id for the number of regex having syntax errors (i.e., the 0-based offset of the regex in the regexes input parameter array), and
  • the output parameter err_offset for the string offset in the guilty regex where the failure happens.

The output parameter max_ncaps returns the maximum number of sub-match captures in all these regexes. Note that, this is is the maximum instead of the sum.

The multi_flags is an input array consisting of the regex flags for every regex specified in the regexes array. The size of this array must be no shorter than the size specified by nregexes. For what regex flags you can use, just check out the documentation for the sre_regex_parse API function.

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sre_regex_compile

sre_program_t *sre_regex_compile(sre_pool_t *pool, sre_regex_t *re);

Compiles the parsed regex object (returned by sre_regex_parse) into a bytecode representation of the regex, of the opaque pointer type sre_program_t.

Returns the NULL pointer in case of failures.

The memory pool specified by the pool parameter does not have to be the same as the one used by the earlier sre_regex_parse call. But you could use the same memory pool if you want.

The compiled regex form (or bytecode form) returned can be fed into one of the regex backend VMs provided by this library for execution. See regex execution API for more details.

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Regex execution API

The regex execution API provides various different virtual machines (VMs) for running the compiled regexes by different algorithms.

Currently the following VMs are supported:

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Thompson VM

The Thompson VM uses the Thompson NFA simulation algorithm to execute the compiled regex(es) by matching against an input string (or input stream).

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sre_vm_thompson_create_ctx

sre_vm_thompson_ctx_t *sre_vm_thompson_create_ctx(sre_pool_t *pool,
    sre_program_t *prog);

Creates and returns a context structure (of the opaque type sre_vm_thompson_ctx_t) for the Thompson VM. Returns NULL in case of failure (like running out of memory).

This return value can later be used by the sre_vm_thompson_exec function as an argument.

The prog parameter accepts the compiled bytecode form of the regex(es) returned by the sre_regex_compile function. This compiled regex(es) is embedded into the resulting context structure.

Accepts a memory pool created by the sre_create_pool function as the first argument. This memory pool does not have to be the same as the pool used for parsing or compiling the regex(es).

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sre_vm_thompson_exec

typedef intptr_t    sre_int_t;
typedef uint8_t     sre_char;

sre_int_t sre_vm_thompson_exec(sre_vm_thompson_ctx_t *ctx, sre_char *input,
    size_t size, unsigned int eof);

Executes the compiled regex(es) on the input string data atop the Thompson VM (without Just-In-Time optimizations).

The ctx argument value is returned by the sre_vm_thompson_create_ctx function. The compiled (bytecode) form of the regex(es) are already embedded in this ctx value. This ctx argument can be changed by this function call and must be preserved for all the sre_vm_thompson_exec calls on the same data stream. Different data streams MUST use different ctx instances. When a data stream is completely processed, the corresponding ctx instance MUST be discarded and cannot be reused again.

The input data is specified by a character data chunk in a data stream. The input parameter specifies the starting address of the data chunk, the size parameter specifies the size of the chunk, while the eof parameter identifies whether this chunk is the last chunk in the stream. If you just want to match on a single C string, then always specify 1 as the eof argument and exclude the NULL string terminator in your C string while computing the size argument value.

This function may return one of the following values:

  • SRE_OK A match is found.
  • SRE_DECLINED No match can be found. This value can never be returned when the eof parameter is unset (because a match MAY get found when seeing more input string data).
  • SRE_AGAIN More data (in a subsequent call) is needed to obtain a match. The current data chunk can be discarded after this call returns. This value can only be returned when the eof parameter is not set.
  • SRE_ERROR A fatal error has occurred (like running out of memory).

This function does not return the regex ID of the matched regex when multiple regexes are specified at once via the sre_regex_parse_multi function is used. This may change in the future.

Sub-match captures are not supported in this Thompson VM by design. You should use the Pike VM instead if you want that.

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Just-In-Time Support for Thompson VM

The Thompson VM comes with a Just-In-Time compiler. Currently only the x86_64 architecture is supported. Support for other architectures may come in the future.

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sre_vm_thompson_jit_compile
typedef intptr_t    sre_int_t;

sre_int_t sre_vm_thompson_jit_compile(sre_pool_t *pool, sre_program_t *prog,
    sre_vm_thompson_code_t **pcode);

Compiles the bytecode form of the regex(es) created by sre_regex_compile down into native code.

It returns one of the following values:

  • SRE_OK Compilation is successful.
  • SRE_DECLINED The current architecture is not supported.
  • SRE_ERROR A fatal error occurs (like running out of memory).

The pool parameter specifies a memory pool created by sre_create_pool. This pool is used for the JIT compilation.

The prog parameter is the compiled bytecode form of the regex(es) created by the sre_regex_compile function call.

The resulting JIT compiled native code along with the runtime information is saved in the output argument pcode of the opaque type sre_vm_thompson_code_t. This structure is allocated by this function in the provided memory pool.

This sre_vm_thompson_code_t object can later be executed by running the C function pointer fetched from this object via the sre_vm_thompson_jit_get_handler call.

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sre_vm_thompson_jit_get_handler
typedef uint8_t     sre_char;
typedef intptr_t    sre_int_t;
typedef sre_int_t (*sre_vm_thompson_exec_pt)(sre_vm_thompson_ctx_t *ctx,
    sre_char *input, size_t size, unsigned int eof);

sre_vm_thompson_exec_pt sre_vm_thompson_jit_get_handler(
    sre_vm_thompson_code_t *code);

Fetches a C function pointer from the JIT compiled form of the regex(es) generated via an earlier sre_vm_thompson_jit_compile.

The C function pointer is of the exactly same function prototype of the interpreter entry function sre_vm_thompson_exec. The only difference is that the sre_vm_thompson_ctx_t object MUST be created via the sre_vm_thompson_jit_create_ctx function instead of the sre_vm_thompson_create_ctx function. Despite that, the resulting C function pointer can be used as the same way as sre_vm_thompson_exec.

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sre_vm_thompson_jit_create_ctx
sre_vm_thompson_ctx_t *sre_vm_thompson_jit_create_ctx(sre_pool_t *pool,
    sre_program_t *prog);

Allocates a context structure for executing the compiled native code form of the regex(s) generated by the Just-In-Time compiler of the Thompson VM.

This context object should only be used by the C function returned by the sre_vm_thompson_jit_get_handler function call. Use of this object in sre_vm_thompson_exec is prohibited.

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Pike VM

The Pike VM uses an enhanced version of the Thompson NFA simulation algorithm that supports sub-match captures.

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sre_vm_pike_create_ctx

typedef intptr_t    sre_int_t;

sre_vm_pike_ctx_t *sre_vm_pike_create_ctx(sre_pool_t *pool, sre_program_t *prog,
    sre_int_t *ovector, size_t ovecsize);

Creates and returns a context structure (of the opaque type sre_vm_pike_ctx_t) for the Pike VM. Returns NULL in case of failure (like running out of memory).

This return value can later be used by the sre_vm_pike_exec function as an argument.

The prog parameter accepts the compiled bytecode form of the regex(es) returned by the sre_regex_compile function. This compiled regex(es) is embedded into the resulting context structure.

Accepts a memory pool created by the sre_create_pool function as the first argument. This memory pool does not have to be the same as the pool used for parsing or compiling the regex(es).

The ovector parameter specifies an array for outputting the beginning and end offsets of the (sub-)match captures. The elements of the array are used like below:

  1. The 1st element of the array holds the beginning offset of the whole match,
  2. the 2nd element holds the end offset of the whole match,
  3. the 3rd element holds the beginning offset of the 1st sub-match capture,
  4. the 4th element holds the end offset of the 1st sub-match capture,
  5. the 5rd element holds the beginning offset of the 2st sub-match capture,
  6. the 6th element holds the end offset of the 2st sub-match capture,
  7. and so on...

The size of the ovector array is specified by the ovecsize parameter, in bytes. The size of the array can be computed as follows:

    ovecsize = 2 * (ncaps + 1) * sizeof(sre_int_t)

where ncaps is the value previously output by the sre_regex_parse or sre_regex_parse_multi function.

The ovector array is allocated by the caller and filled by this function call.

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sre_vm_pike_exec

typedef uint8_t     sre_char;
typedef intptr_t    sre_int_t;

sre_int_t sre_vm_pike_exec(sre_vm_pike_ctx_t *ctx, sre_char *input, size_t size,
    unsigned eof, sre_int_t **pending_matched);

Executes the compiled regex(es) on the input string data atop the Pike VM (without Just-In-Time optimizations).

The ctx argument value is returned by the sre_vm_pike_create_ctx function. The compiled (bytecode) form of the regex(es) are already embedded in this ctx value. This ctx argument can be changed by this function call and must be preserved for all the sre_vm_pike_exec calls on the same data stream. Different data streams MUST use different ctx instances. When a data stream is completely processed, the corresponding ctx instance MUST be discarded and cannot be reused again.

The input data is specified by a character data chunk in a data stream. The input parameter specifies the starting address of the data chunk, the size parameter specifies the size of the chunk, while the eof parameter identifies whether this chunk is the last chunk in the stream. If you just want to match on a single C string, then always specify 1 as the eof argument and exclude the NULL string terminator in your C string while computing the size argument value.

The pending_matched parameter outputs an array holding all the pending matched captures (whole-match only, no sub-matches) if no complete matches have been found yet (i.e., this call returns SRE_AGAIN). This is very useful for doing regex substitutions on (large) data streams where the caller can use the info in pending_matched to decide exactly how much data in the current to-be-thrown data chunk needs to be buffered. The caller should never allocate the space for this array, rather, this function call takes care of it and just sets the (double) pointer to point to its internal (read-only) storage.

This function may return one of the following values:

  • a non-negative value A match is found and the value is the ID of the (first) matched regex if multiple regexes are parsed at once via the sre_regex_parse_multi function. A regex ID is the 0-based index of the corresponding regex in the regexes array fed into the sre_regex_parse_multi function.
  • SRE_DECLINED No match can be found. This value can never be returned when the eof parameter is unset (because a match MAY get found when seeing more input string data).
  • SRE_AGAIN More data (in a subsequent call) is needed to obtain a match. The current data chunk can be discarded after this call returns. This value can only be returned when the eof parameter is not set.
  • SRE_ERROR A fatal error has occurred (like running out of memory).

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Examples

Please check out the sregex-cli command-line utility's source for usage:

https://github.com/agentzh/sregex/blob/master/src/sre_cli.c#L1

The sregex-cli command-line interface can be used as a convenient way to exercise the engine:

./sregex-cli 'a|ab' 'blab'

It also supports the --flags option which can be used to enable case-insensitive matching:

./sregex-cli --flags i 'A|AB' 'blab'

And also the --stdin option for reading data chunks from stdin:

# one single data chunk to be matched:
perl -e '$s="foobar";print length($s),"\n$s"' \
    | ./sregex-cli --stdin foo

# 3 data chunks (forming a single input stream) to be matched:
perl -e '$s="foobar";print length($s),"\n$s" for 1..3' \
    | sregex-cli --stdin foo

A real-world application of this library is the ngx_replace_filter module:

https://github.com/agentzh/replace-filter-nginx-module

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Installation

make
make install

Gnu make and gcc are required. (On operating systems like FreeBSD and Solaris, you should type gmake instead of make here.)

It will build libsregex.so (or libsregex.dylib on Mac OS X), libsregex.a, and the command-line utility sregex-cli and install them into the prefix /usr/local/ by default.

If you want to install into a custom location, then just specify the PREFIX variable like this:

make PREFIX=/opt/sregex
make install PREFIX=/opt/sregex

If you are building a binary package (like an RPM package), then you will find the DESTDIR variable handy, as in

make PREFIX=/opt/sregex
make install PREFIX=/opt/sregex DESTDIR=/path/to/my/build/root

If you run make distclean before make, then you also need bison 2.7+ for generating the regex parser files.

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Test Suite

The test suite is driven by Perl 5.

To run the test suite

make test

Gnu make, perl 5.16.2, and the following Perl CPAN modules are required:

  • Cwd
  • IPC::Run3
  • Test::Base
  • Test::LongString

If you already have perl installed in your system, you can use the following command to install these CPAN modules (you may need to run it using root):

cpan Cwd IPC::Run3 Test::Base Test::LongString

You can also run the test suite using the Valgrind Memcheck tool to check memory issues in sregex:

make valtest

Because we have a huge test suite, to run the test suite in parallel, you can specify the parallelism level with the jobs make variable, as in

make test jobs=8

or similarly

make valtest jobs=8

So the test suite will run in 8 parallel jobs (assuming you have 8 CPU cores).

The streaming matching API is much more thoroughly excerised by the test suite of the ngx_replace_filter module.

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TODO

  • implement the (?i) and (?-i) regex syntax.
  • implement a simplified version of the backreferences.
  • implement the comment notation (?#comment).
  • implement the POSIX character class notation.
  • allow '\0' be used in both the regex and the subject string.
  • add a bytecode optimizer to the regex VM (which also generates minimized DFAs for the Thompson VM).
  • add a JIT compiler for the Pike VM targeting x86_64.
  • port the existing x86_64 JIT compiler for the Thompson VM to other architectures like i386.
  • implement the generalized look-around assertions like (?=pattern), (?!pattern), (?<=pattern), and (?<!pattern).
  • implement the UTF-8, GBK, and Latin1 matching mode.

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Author

Yichun "agentzh" Zhang (章亦春) [email protected], OpenResty Inc.

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Copyright and License

Part of this code is from the NGINX open source project: http://nginx.org/LICENSE

This library is licensed under the BSD license.

Copyright (C) 2012-2017, by Yichun "agentzh" Zhang (章亦春), OpenResty Inc.

Copyright (C) 2007-2009 Russ Cox, Google Inc. All rights reserved.

All rights reserved.

Redistribution and use in source and binary forms, with or without modification, are permitted provided that the following conditions are met:

  • Redistributions of source code must retain the above copyright notice, this list of conditions and the following disclaimer.

  • Redistributions in binary form must reproduce the above copyright notice, this list of conditions and the following disclaimer in the documentation and/or other materials provided with the distribution.

  • Neither the name of Google, Inc. nor the names of its contributors may be used to endorse or promote products derived from this software without specific prior written permission.

THIS SOFTWARE IS PROVIDED BY THE COPYRIGHT HOLDERS AND CONTRIBUTORS "AS IS" AND ANY EXPRESS OR IMPLIED WARRANTIES, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE ARE DISCLAIMED. IN NO EVENT SHALL THE COPYRIGHT HOLDER OR CONTRIBUTORS BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, EXEMPLARY, OR CONSEQUENTIAL DAMAGES (INCLUDING, BUT NOT LIMITED TO, PROCUREMENT OF SUBSTITUTE GOODS OR SERVICES; LOSS OF USE, DATA, OR PROFITS; OR BUSINESS INTERRUPTION) HOWEVER CAUSED AND ON ANY THEORY OF LIABILITY, WHETHER IN CONTRACT, STRICT LIABILITY, OR TORT (INCLUDING NEGLIGENCE OR OTHERWISE) ARISING IN ANY WAY OUT OF THE USE OF THIS SOFTWARE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGE.

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See Also

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A non-backtracking NFA/DFA-based Perl-compatible regex engine matching on large data streams

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